May 27, 2021

Learning from Other Plans' Mistakes: Trends in Retirement Plan Enforcement and Litigation

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The Charles Schwab Corporation provides services to retirement and other benefit plans and participants through its separate but affiliated companies and subsidiaries: Charles Schwab Trust Bank, Member FDIC; Charles Schwab & Co., Inc., Member SIPC; and Schwab Retirement Technologies, Inc.® (“Schwab RT”). Trust, custody, and deposit products and services are offered by Charles Schwab Trust Bank. Brokerage products and services are offered by Charles Schwab & Co., Inc. Schwab RT is engaged in developing and licensing proprietary retirement plan recordkeeping systems to independent third-party administrators.

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